Vanguard Group will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made ...
More than 15,000 New York investors, including 2,700 Long Islanders, were forced to pay higher capital gains taxes ...
The Vanguard Group, Inc. has agreed to pay $106.41 million to settle charges from the Securities and Exchange Commission (SEC ...
The $106.41 million penalty will be paid out to hundreds of thousands of investors, whom investigators say Vanguard failed to ...
In addition to the $40 million Vanguard agreed to pay to investors as part of a class action suit in November, the SEC now ...
Arkansans who invested in Vanguard retirement funds are in line to be repaid for some losses, the Arkansas Securities Department announced Friday. Arkansas joined the U.S. Securities and Exchange ...
Avior Wealth Management LLC lessened its holdings in shares of Vanguard ESG US Stock ETF (BATS:ESGV – Free Report) by 31.2% ...
Vanguard to pay $106.41M penalty for misleading investors on capital gains distributions and tax consequences in target date ...
Atomi Financial Group Inc. purchased a new position in shares of Vanguard Mid-Cap Growth ETF (NYSEARCA:VOT – Free Report) in ...
The SEC claims Vanguard made misleading statements about capital gains distributions and tax consequences to retail investors ...
The Malvern investment giant was accused of alleged misleading statements to retail investors in targeted retirement funds.
The money will go to target-date fund investors whom the company failed to warn about capital gains tax hits, the SEC said.