Merrill Lynch and two Wells Fargo advisory firms have agreed to pay ... Reuters provides business, financial, national and international news to professionals via desktop terminals, the world's ...

Wells Fargo Advisors Financial Network, known as FiNet, when it created a new bonus for some, but not all, advisors who would have otherwise lost hard-earned deferred compensation. The next step ...

Both brokerage firms moved a customer’s uninvested cash from a brokerage account into an interest-bearing account, violating ...

Two Wells Fargo-affiliated investment advisers and Merrill Lynch agreed to pay $60 million, while LPL Financial agreed to pay $18 million.

The charges against Wells Fargo Clearing Services and Wells Fargo Advisors Financial Network claim that the firms failed to adopt and implement written policies and procedures related to its bank ...

Wells Fargo Advisors, the bank’s brokerage unit, recruited a former UBS advisor team that oversaw $1.6 billion in assets under management, the company said.

Mercer Global Advisors and EP Wealth also extend their reach into the Nashville, Tennessee area with RIA acquisitions.

Advisors Jerod Wurm and Casey Frye in Roseville, Calif., join Carson from Wells Fargo Advisors Financial Network.

She loves writing about financial ... links on Forbes Advisor. Commissions do not affect our editors' opinions or evaluations. One of the most storied brands in banking, Wells Fargo has been ...